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Planning and Programming Perspective

Planning and Programming

Explore concrete tools that help you to better plan and execute sustainable water management and sanitation solutions.

There is no shortage of innovative solutions to optimise local water management and sanitation systems. The challenge often lies in the adequate and sustainable planning and execution. In this perspective, you’ll learn about existing programming and planning frameworks that support the selection, implementation and ensuring of long-term sustainability of sanitation, water and hygiene interventions together with the involved and affected people. These participatory frameworks go beyond simply informing the concerned stakeholders, but aim to actively include them in all steps of the planning and programming cycle, namely Exploration, Demand Creating, Decision Making, Implementation and Ensuring Sustainability. Concrete tools and methodologies for each of these steps are summarised in this perspective.

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Programming and Planning Frameworks

Here, you will find a selection of the most important programming and planning frameworks or approaches. Each of the frameworks or approaches has a…
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Exploring Tools

This section summarises the activities at the beginning of a process, including the preliminary assessment of current status, definition of…
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Demand Creation Tools

In order to ensure that the request for solutions comes from the people, not the implementing agencies, many approaches (e.g. CLTS) propagate the…
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Decision Making

This section deals with the activities carried out in a participatory decision-making process together with stakeholders. This includes activities…
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Implementation

In this section you’ll find tools relating to activities undertaken after a consensus on the implemented solution has been reached. It deals with…
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Ensuring Sustainability

In this section you’ll find tools relating to activities undertaken after a consensus on the implemented solution has been reached. It deals with…
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Creating Information Material (DC)

Creating appropriate and specific information materials for water and sanitation programmes is of key importance and a way to assure a strong and…

Corporate Social Responsibility (DC)

Corporate Social Responsibility (CSR) is the continuing commitment by businesses to behave ethically and contribute to economic development while…

Social Marketing (DC)

Social marketing is the use of commercial marketing techniques to promote the adoption of behaviour that will improve the health or well-being of the…

Transect Walk

A transect walk is a systematic walk along a defined path (transect) across the community/project area together with the local people to explore the…

Locality Mapping

Principally, locality mapping serves as a tool to provide a visual representation of information in a particular geographical context. It is based on…

Baseline Data Collection

Within the planning process, it is of prime importance to collect baseline data in order to determine the requirements for an appropriate sanitation…

Water Resources Assessment

Water resources can be neither developed nor managed rationally without an assessment of the quantity and quality of water available. Water resources…

Water Balance Estimation

Water balance estimation is an important tool to assess the current status and trends in water resource availability in an area over a specific…

Problem Tree Analysis

The problem, objective and strategy tree analysis is one participatory tool of mapping out main problems, along with their causes and effects,…

Focus Groups

In a focus group discussion, people from similar backgrounds or experiences (e.g. young women, young men, handicapped, elderly etc.) are brought…

Semi-Structured Interviews

Semi-structured interviews are conducted with a fairly open framework which allows focused, conversational, two-way communication. The interviewer…

Definition of Boundaries

Before a planning process in Sustainable Sanitation and Water Management (SSWM) can be initiated, a planner should be aware of the scope for action…

Stakeholder Identification

Participatory planning requires the involvement of concerned stakeholders. This includes identifying public concerns and values and developing a…

Stakeholder Importance and Influence

Participatory planning requires the involvement of concerned stakeholders. This includes identifying public concerns and values and developing a…

Stakeholder Interests

Participatory planning requires the involvement of concerned stakeholders. This includes identifying public concerns and values and developing a…

HOW DO I PROCEED to optimise my local water management and sanitation system and make it more sustainable?

There is surely no shortage on innovative solutions (see Implementation Tools) to optimise local water management and sanitation systems. However, the tricky part is often the question on how do I plan and proceed in implementing those solutions?

Based on the classic project cycle, many organisations developed step-by-step participatory programming and planning frameworks or approaches to help you to find, select, implement and ensure the long-term sustainability of sanitation, water and hygiene interventions. What all frameworks and approaches have in common, is that they all follow the idea that all the involved and affected people and groups should be involved in the whole process. This, not only  by informing them, but by actively including the stakeholders in the planning, decision making, implementation and follow up process to ensure the long-term sustainability of projects and programmes.

Though there is no consensus on the number of “steps” or how they should be named, most approaches cover at least the five steps as in the graph above.

Existing Programming and Planning Frameworks

Here, you will find a selection of the most important programming and planning frameworks or approaches (an even more exhaustive collection can be found in a publication of the WSSCC).

Each of the frameworks or approaches has a different focus; be it

or a combination of the three. Some focus more on behavioural change, such as the PHAST approach, some more on demand creation as the CLTS and others like the CLUES guides people through an integrated multi-sector and multi-actor process for planning environmental sanitation services. Which one serves your purpose best depends on your local situation, your focus and your preferences. Use the one that suits you best!

Mix and Match your Participatory Planning & Process!

Many of the existing programming and planning frameworks or approaches use common participatory planning and implementation support tools that are also widely used in other development fields. The most well known of these „packages“ of participatory tools is „Participatory Rural Appraisal“ (PRA); another one is SARAR for example. These packages differ in how they have been developed (by whom and for what purpose) and, to some extent, in how they have been applied in the field. Nevertheless, the participatory tools that comprise the packages are similar and complementary, and can often be “mixed and matched” together for any one piece of your process.

In the following sections you will find common (participatory) planning and implementation support tools that may help you in the PROCESS of implementing sustainable sanitation and water management interventions in your area:

Exploring Tools

Summarises the activities at the beginning of a process, including

Demand Creation Tools

If there is no demand, many approaches (e.g. CLTS propagate the creation of demand in the first place, so that the request for solutions comes from the people, not the implementing agencies. Get to know how to

Decision Making Tools

Deals with the activities done in an actual participatory decision making process together with stakeholders such as

Implementation Support Tools

Summarises the activities undertaken after a consensus has been found on what kind of implementation tools should be implemented. It deals with issues such as:

Tools to Ensure Sustainability

Summarises the activities (which are unfortunately often forgotten) to ensure that programmes and projects will be sustainable in the long term, such as