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Planning and Programming Perspective

Planning and Programming

Explore concrete tools that help you to better plan and execute sustainable water management and sanitation solutions.

There is no shortage of innovative solutions to optimise local water management and sanitation systems. The challenge often lies in the adequate and sustainable planning and execution. In this perspective, you’ll learn about existing programming and planning frameworks that support the selection, implementation and ensuring of long-term sustainability of sanitation, water and hygiene interventions together with the involved and affected people. These participatory frameworks go beyond simply informing the concerned stakeholders, but aim to actively include them in all steps of the planning and programming cycle, namely Exploration, Demand Creating, Decision Making, Implementation and Ensuring Sustainability. Concrete tools and methodologies for each of these steps are summarised in this perspective.

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Programming and Planning Frameworks

Here, you will find a selection of the most important programming and planning frameworks or approaches. Each of the frameworks or approaches has a…
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Exploring Tools

This section summarises the activities at the beginning of a process, including the preliminary assessment of current status, definition of…
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Demand Creation Tools

In order to ensure that the request for solutions comes from the people, not the implementing agencies, many approaches (e.g. CLTS) propagate the…
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Decision Making

This section deals with the activities carried out in a participatory decision-making process together with stakeholders. This includes activities…
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Implementation

In this section you’ll find tools relating to activities undertaken after a consensus on the implemented solution has been reached. It deals with…
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Ensuring Sustainability

In this section you’ll find tools relating to activities undertaken after a consensus on the implemented solution has been reached. It deals with…
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Stakeholder Strategy Plan

Participatory planning requires the involvement of concerned stakeholders. This includes identifying public concerns and values and developing a…

Brainstorming

“Brainstorming is a popular tool that helps you generate creative solutions to a problem. It is particularly useful when you want to break out of…

Rich Pictures

Rich pictures are pictorial representations of environmental or social systems. They can help to organise complex situations and identify underlying…

Mindmapping

Mind mapping is a diagram technique to generate, visualise, structure and class-ify ideas, and is used as an aid to organising information and…

SWOT Analysis

SWOT analyses can be a helpful tool to analyse an organisation or a planned or ongoing sanitation and water management and its environment. The…

Problem & Preference Ranking

Problem/Preference Ranking is a participatory technique that allows analysing and identifying problems or preferences stakeholder share in order to…

Scenario Building

Scenario building can be described as a story which is based on the analysis and understanding of current and historic trends and events. It includes…

Venn Diagrams

Venn diagrams were developed by the logician John Venn. They represent an easy way to identify structures or relationships among organisations and…

Nominal Groups

The nominal group technique is used for a meeting with a small group of participants with the aim of producing and prioritising ideas about a…

Visioning

Visioning is a technique that is used to support a group of stakeholders in developing a shared vision of the future. It involves asking the group of…

Conflict Management

In the process of optimising your local water and sanitation system, it is very likely that you will face conflicts between groups or individuals,…

Strategy Development

When a community plans to implement sustainable sanitation and water management tools, it is crucial to develop a community strategy defining steps…

Logical Framework Approach

The Logical Framework Approach (LFA) is a highly effective strategic planning and project management methodology with wide application. It is…

Community Action Plan

A community action plan is a road map for implementing community change by identifying and specifying WHAT will be done, Who will do it and HOW it…

Project Proposal Writing

A proposal is a request for financial assistance to implement a project. The proposal outlines the plan of the implementing organisation about the…

HOW DO I PROCEED to optimise my local water management and sanitation system and make it more sustainable?

There is surely no shortage on innovative solutions (see Implementation Tools) to optimise local water management and sanitation systems. However, the tricky part is often the question on how do I plan and proceed in implementing those solutions?

Based on the classic project cycle, many organisations developed step-by-step participatory programming and planning frameworks or approaches to help you to find, select, implement and ensure the long-term sustainability of sanitation, water and hygiene interventions. What all frameworks and approaches have in common, is that they all follow the idea that all the involved and affected people and groups should be involved in the whole process. This, not only  by informing them, but by actively including the stakeholders in the planning, decision making, implementation and follow up process to ensure the long-term sustainability of projects and programmes.

Though there is no consensus on the number of “steps” or how they should be named, most approaches cover at least the five steps as in the graph above.

Existing Programming and Planning Frameworks

Here, you will find a selection of the most important programming and planning frameworks or approaches (an even more exhaustive collection can be found in a publication of the WSSCC).

Each of the frameworks or approaches has a different focus; be it

or a combination of the three. Some focus more on behavioural change, such as the PHAST approach, some more on demand creation as the CLTS and others like the CLUES guides people through an integrated multi-sector and multi-actor process for planning environmental sanitation services. Which one serves your purpose best depends on your local situation, your focus and your preferences. Use the one that suits you best!

Mix and Match your Participatory Planning & Process!

Many of the existing programming and planning frameworks or approaches use common participatory planning and implementation support tools that are also widely used in other development fields. The most well known of these „packages“ of participatory tools is „Participatory Rural Appraisal“ (PRA); another one is SARAR for example. These packages differ in how they have been developed (by whom and for what purpose) and, to some extent, in how they have been applied in the field. Nevertheless, the participatory tools that comprise the packages are similar and complementary, and can often be “mixed and matched” together for any one piece of your process.

In the following sections you will find common (participatory) planning and implementation support tools that may help you in the PROCESS of implementing sustainable sanitation and water management interventions in your area:

Exploring Tools

Summarises the activities at the beginning of a process, including

Demand Creation Tools

If there is no demand, many approaches (e.g. CLTS propagate the creation of demand in the first place, so that the request for solutions comes from the people, not the implementing agencies. Get to know how to

Decision Making Tools

Deals with the activities done in an actual participatory decision making process together with stakeholders such as

Implementation Support Tools

Summarises the activities undertaken after a consensus has been found on what kind of implementation tools should be implemented. It deals with issues such as:

Tools to Ensure Sustainability

Summarises the activities (which are unfortunately often forgotten) to ensure that programmes and projects will be sustainable in the long term, such as